Day 33 – Q. 1. As an officer in the Department of Personnel and Training (DoPT), you are part of a high-level panel tasked with reviewing the authenticity of reservation-related documents—such as those for SC, ST, OBC, EWS, and persons with disabilities—submitted by a number of civil servants at the time of their appointment. Recent audits have raised serious concerns regarding the legitimacy of some of these certificates. Many of the individuals under scrutiny have already been serving in various government departments for 5 to 10 years, with overall satisfactory performance records and no major disciplinary issues. While legal action, including termination and prosecution, is being actively considered for those found guilty of submitting false documents, a parallel debate has emerged. Some experts and internal stakeholders argue that administrative leniency should be shown in cases where there was no clear malicious intent or where systemic lapses—such as inadequate verification mechanisms—enabled the breach. However, rightful candidates who were displaced due to the fraudulent use of reserved category certificates are now demanding justice and restoration of their lost opportunities. Civil society groups and public interest litigants are also adding pressure, urging the government to take decisive, transparent, and equitable action. In this context, the government must walk a tightrope—balancing the legal and moral imperative to uphold fairness in public employment with the pragmatic challenges of dealing with long-serving officials who may have been products of an administrative failure. Questions What are the ethical concerns involved in allowing or removing such officers from service? How can the principle of natural justice be upheld while ensuring fairness to genuine beneficiaries? What measures would you suggest to strengthen the verification of eligibility claims in public service recruitment.  (250 words, 20 Marks)

  • IASbaba
  • July 11, 2025
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Ethics Theory, TLP-UPSC Mains Answer Writing

Q. 1. As an officer in the Department of Personnel and Training (DoPT), you are part of a high-level panel tasked with reviewing the authenticity of reservation-related documents—such as those for SC, ST, OBC, EWS, and persons with disabilities—submitted by a number of civil servants at the time of their appointment. Recent audits have raised serious concerns regarding the legitimacy of some of these certificates. Many of the individuals under scrutiny have already been serving in various government departments for 5 to 10 years, with overall satisfactory performance records and no major disciplinary issues.

 

While legal action, including termination and prosecution, is being actively considered for those found guilty of submitting false documents, a parallel debate has emerged. Some experts and internal stakeholders argue that administrative leniency should be shown in cases where there was no clear malicious intent or where systemic lapses—such as inadequate verification mechanisms—enabled the breach.

 

However, rightful candidates who were displaced due to the fraudulent use of reserved category certificates are now demanding justice and restoration of their lost opportunities. Civil society groups and public interest litigants are also adding pressure, urging the government to take decisive, transparent, and equitable action. In this context, the government must walk a tightrope—balancing the legal and moral imperative to uphold fairness in public employment with the pragmatic challenges of dealing with long-serving officials who may have been products of an administrative failure.

 

Questions

 

  1. What are the ethical concerns involved in allowing or removing such officers from service?
  2. How can the principle of natural justice be upheld while ensuring fairness to genuine beneficiaries?
  3. What measures would you suggest to strengthen the verification of eligibility claims in public service recruitment.  (250 words, 20 Marks)

Introduction 

The DoPT is dealing with cases where officers may have used false reservation certificates to  join service. This raises serious ethical, legal, and administrative issues involving fairness,  systemic lapses, and the loss faced by genuinely eligible candidates.  

Body

a. Ethical Concerns in Allowing or Removing Officers from Service  

This issue involves tough ethical choices. It needs a balance between fairness to those already  working and justice to the deserving candidates who lost their chance. 

  1. Accountability vs. Compassion: Letting these officers continue may hurt the recruitment  system and genuine candidates. But removing them may feel unfair if they didn’t act with  bad intent. 
  2. Precedent and Deterrence: Keeping them might encourage others to misuse the system.  Strict action can stop misuse, but risks punishing those caught in official lapses.
  3. Justice to Displaced Candidates: Allowing ineligible officers to continue keeps injustice  alive for genuine aspirants who lost their chance unfairly. This undermines the principle  of equality of opportunity under Article 16(1) of the Constitution.  
  4. Public Trust: Not acting firmly can weaken people’s faith in the system and in reservation  policies ensured under Articles 15(4) and 16(4).  
  5. Application of Rawls’ Theory of Justice: According to Rawls, social and economic  inequalities are justified only if they benefit the least advantaged. Allowing undeserving  individuals to occupy reserved positions violates this principle and harms the intended  beneficiaries.  

Hence, the ethical solution must protect both fairness and public trust. The system must be  fair, but also humane.  

 Stake holders in this Case study 

b. Upholding Natural Justice While Ensuring Fairness  

Any action taken must follow natural justice. It should be fair to the officers, the displaced  candidates, and the public interest.  

  1. Right to Be Heard: Each officer must be allowed to explain their side before action is  taken, aligning with the ‘audi alteram partem’ principle and Article 311 for procedural  fairness in dismissal from civil services.  
  2. Contextual Evaluation: Authorities must check if the mistake was deliberate or due to  system failure.  
  3. Proportionality of Punishment: Punishment should match the level of wrongdoing – fraud  should be punished strongly, but small mistakes can be handled lightly.  4. Restorative Measures: If no fraud is found, options like letting the officer re-qualify in  open category can be explored.  
  4. Redressal for Genuine Candidates: Genuine candidates should be helped through special  recruitment or fast-track appointments where possible, to restore the equality of  opportunity guaranteed under Article 16(1).  

Following fair procedures helps maintain justice and avoids harsh or careless decisions.  c. Measures to Strengthen Verification of Eligibility Claims  

To avoid such cases in the future, strong and clear systems must be put in place at all stages  of recruitment.  

  1. Centralized Digital Verification: Link reservation certificates to Aadhaar, Digilocker, or  state databases for fast and real-time checks. For instance, Andhra Pradesh and  Maharashtra have begun digitizing caste certificate databases to curb fraud.  
  2. Pre-recruitment Scrutiny: Certificates must be checked by proper authorities before  appointment or during probation. UPSC already mandates attestation by district  magistrates for OBC claims – this can be expanded across services.  
  3. Post-recruitment Audits: Do random checks on reservation-based hires to ensure the  rules were followed. The CAG or independent panels can be tasked periodically with  sample-based verification.  
  4. Capacity Building: Train staff in spotting fake documents and following proper checks.  Best practices from states like Karnataka (which uses QR-coded certificates) can be  adopted centrally.  
  5. Legal and Policy Reforms: Make laws stricter against fraud and set uniform rules for  handling such issues. For example, the Central Government can consider a dedicated  tribunal to address service-related document fraud cases for faster resolution.  

Such reforms will make recruitment more honest and fair for everyone, upholding the spirit  of Article 335, which balances reservation with administrative efficiency.  

Conclusion 

The situation calls for a balanced approach – one that punishes fraud, protects the rights of  genuine candidates, and follows fair procedures. Improving verification and fair redressal  can rebuild trust in the system. 

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Day 33 – Q. 2. A massive fire at the official residence of a sitting High Court judge uncovers bundles of charred currency notes amounting to several crores. Preliminary investigations suggest a serious case of financial misconduct, triggering nationwide outrage. A Supreme Court-appointed panel recommends initiating impeachment proceedings, putting the spotlight squarely on the integrity of the higher judiciary. This incident has sparked a fierce debate. While the legal community defends the sanctity and independence of the judiciary as essential to democracy, civil society, media, and common citizens demand immediate action and structural reforms to prevent such breaches of public trust. Many view this as a symptom of a deeper systemic issue, not merely an isolated moral failure. The Ministry of Law and Justice is now under pressure to institutionalize a credible framework that ensures accountability while preserving the independence of judges. As a senior bureaucrat, your role involves reconciling competing concerns: respecting judicial autonomy as guaranteed under the Constitution while reinforcing mechanisms of integrity, transparency, and public confidence. Questions What ethical values and constitutional principles are at stake in this situation? How can the judiciary be held accountable without undermining its independence? As a senior bureaucrat in the Ministry of Law and Justice, what should be your course of action to address this issue institutionally and ethically? (250 words, 20 marks)

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